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  1. SEBI issues guidelines for system audit of professional clearing members

    SEBI issues guidelines for system audit of professional clearing members

    New Delhi, Markets regulator Sebi on Thursday laid out the framework for system audit of professional clearing members (PCMs), directing them to submit information regarding major and minor non-compliances in such systems.The Securities and Exchange Board of India (SEBI) said in a circular...
    • NewsBot
    • Article
    • 2 min read
    • audit auditor board circular clearing effect framework major minor non-compliances pcms regarding regulator sebi system
    • Category: Business & Economy
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